Compliance

One of the biggest challenges financial service providers face has been and will continue to be state and federal regulations.

Our attorneys advise financial institutions and related financial service providers in all aspects of state and federal regulatory matters affecting their business, operations, and financial product delivery. 

We regularly provide comprehensive compliance programs and compliance audits, draft and review consumer documents, prepare policies, and advise clients on a day-to-day basis in advertising, deposit accounts, and consumer and real estate lending. 

With our help, you will satisfy your regulatory compliance and other legal issues long before the examiner arrives or the customer dispute arises.